acts as the oversight body, is overseen by an independent body. Such an auditor oversight body must operate in the public interest, and have an appropriate membership, an adequate charter of
overseen by experts, all aimed at creating an illusion of trustworthiness. In addition, the SEC continues to prevent investment scams in various manners, as follows: (1) Posting on the
สำนักงาน ก.ล.ต. จะจัดให้มีการแจ้งเตือนผู้ประกอบธุรกิจเป็นข้อมูลอิเล็กทรอนิกส์ ไปยังอีเมลของผู้ประกอบธุรกิจ (reminder email) 4 เช ่น อ ี เมลของผ ู ้จ ัดการ (MD) อีเมลของผ ู ้กำก ับด ูแลการปฏิบ ัต ิงาน
(UNOFFICIAL TRANSLATION) Codified up to No. 10 As of 28 February 2020 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Capital Market Supervisory Board No. Tor Jor. 3/2558 Re: Provisions relating to Offer for Sale of Shares Issued by Foreign Company Whose Shares Are Not Traded on Foreign Exchange _______________ By virtue of Sections 16/6 of the Securities and Exchange Act B.E. 2535 (1992) as...
has been overseen by Credit Risk Management Sub-committee and Credit Process Management Sub-committee to ensure efficiency and effectiveness in all relevant processes, thus allowing KBank to deliver a