been received from committing the offenses.* However, they all refused to comply with the civil sanction, which was deemed an indication of their disagreement to settle the case directly with SEC

have been received from committing the offenses.* However, they all refused to comply with the civil sanction, which was deemed an indication of their disagreement to settle the case directly with SEC

for the investment fund allocated to two affiliates ? Sport Event International Inc. and Global Legend Series Ltd. Services Ltd. ? even though there had been an indication that the value of the

shares purchased. The proposal to decrease the APU shares purchase was a result of UPA (formerly name CyberPlanet Interactive Plc. or former CYBER) indication that the company was unable to obtain 100% of

International Inc. and Global Legend Series Ltd. Services Ltd. – even though there had been an indication that the value of the investment fund would depreciate. Therefore, the SEC instructed EIC to submit the

consult the auditor before conducting review in depth. Nonetheless, there was no indication that the audit committee failed to perform the duties to assist the wrongdoing of TUCC executives. The SEC

สำนักงาน ก.ล.ต. จะจัดให้มีการแจ้งเตือนผู้ประกอบธุรกิจเป็นข้อมูลอิเล็กทรอนิกส์ ไปยังอีเมลของผู้ประกอบธุรกิจ (reminder email) 4 เช ่น อ ี เมลของผ ู ้จ ัดการ (MD) อีเมลของผ ู ้กำก ับด ูแลการปฏิบ ัต ิงาน

distribution of these investments geographically (home and abroad) and the method of financing (internal or external). 8. An indication of any public takeover offers by third parties in respect of the issuer's

compliance with the terms of that contract to provide any early indication of any deterioration in the issuer’s financial condition. III. RISK FACTORS 1. The registration statement shall prominently disclose

, originators, underwriters, arrangers, or subscribers for services other than issuing credit ratings or providing access to d. providing a preliminary indication or similar indication of credit quality to an