Bangkok, 13 September 2016 - The SEC has imposed a two-year suspension of approval on {A}, Executive Chairman of {X1} Company Limited, for failing to supervise the Know Your Client/Client Due
Thailand Taxonomy has been inaugurated with the objective to assist business and public sectors with a unified standard that can be used as a tool of reference in classifying environmental-friendly economic activities, which is consistent with those of the international while remains suitable under Thailand’s context. Furthermore, Thailand Taxonomy is also developed to be utilized as a key mechanism to help promote capital allocation, risk management and investment of private sector, as well as...
The Securities and Exchange Commission (SEC) held a meeting with the Department of Climate Change and Environment (DCCE), the Ministry of Natural Resources and Environment (MNRE), the Thailand Greenhouse Gas Management Organization (TGO), the Fiscal Policy Office (FPO), and the Stock Exchange of Thailand (SET) to discuss guidelines for regulating carbon credit trading under the draft Climate Change Act B.E. .... , which aims to drive Thailand towards effective goals in addressing climate c...
SEC is opening for public comments on the regulations to supervise private funds as now business operators have developed a variety of services to satisfy customers. Therefore, SEC intends to
SEC is opening for public comments on the regulations to supervise private funds as the business operators have developed a variety of services to satisfy customers. Therefore, SEC intends to
court will judge the case accordingly. Information contained in this news release is as of the aforementioned release date. For those who wish to see current status of the matter, please go to compliant
Characteristics of Personnel in Capital Market Industry dated September 15, 2010. The SEC therefore revoked approval for their present status as investment consultant. Information contained in this news release
collusion for GEN to trade those securities for the benefits of Shine causing damage to the company (details in SEC Release No. 40/2012). Information contained in this news release is as of the
SEC Release No. 26/2012.Information contained in this news release is as of the aforementioned release date. For those who wish to see current status of the matter, please go to compliant filed with