This regulatory guillotine discussion is the first in the virtual talk series under the theme, “How to Regulate to Earn Investor Confidence and Global Competitiveness.” The main objective is to
clearer scope of duties and responsibilities of trust, trustee and other parties related to the transaction. The rules will be revised to regulate trust as securities issuer, having duty to disclose the
-mail : archinee@sec.or.th Tel. : +66 2263 6004 Mr. Wiboon Phatrapiboon Assistant Secretary-General ( Digital https://www.sec.or.th/EN/Pages/ABOUTUS/EXECUTIVES.aspx English (United States
: (1) the trust manager shall undertake or ensure that the operation is undertaken in accordance with the mechanism set up by the trust manager to regulate investment and verify whether the returns are
European Commission (EC); (b) an independent agency which has a duty to regulate auditors in the countries where the assessment result of its regulatory standards under the Financial Sector Assessment