The CMSB has amended the regulations for granting general approval of registered capital reduction for business operators on the condition that such reduction meets all specified criteria, including
While all securities companies were required to have paid-up registered capital at the same amount of 100 million baht, the new rules require that applicants and licensees of all types of
institutional clients of registered derivatives dealers and derivatives fund managers, considering that the institutional clients are capable of making their own investment. The institutional clients may
Bangkok, October 29, 2013 ? The SEC is seeking public comment on revising the rules to exempt institutional clients of registered derivatives dealers and derivatives fund managers from doing the
be a close-end fund with the registered capital of not less than 2 billion baht; (2) The fund may invest directly in infrastructure or indirectly by holding more than 75 percent of the
Rules for Undertaking Derivatives Business for Registered Derivatives Broker and Dealer (No. 2)
Rules on Managing Derivatives Investment by Registered Derivatives Investment Management Company
Registration of Pool of Assets as Mutual Fund and Amendment to Registered Particular (No. 2)