The CMSB has amended the regulations for granting general approval of registered capital reduction for business operators on the condition that such reduction meets all specified criteria, including
While all securities companies were required to have paid-up registered capital at the same amount of 100 million baht, the new rules require that applicants and licensees of all types of
institutional clients of registered derivatives dealers and derivatives fund managers, considering that the institutional clients are capable of making their own investment. The institutional clients may
Bangkok, October 29, 2013 ? The SEC is seeking public comment on revising the rules to exempt institutional clients of registered derivatives dealers and derivatives fund managers from doing the
Line "OHKAJHU" and Line "Broker_Aom" : Unlicensed securities and derivatives business (Disclosure Date : 07/10/2025)
days (within 14 August 2018) to continue their businesses until an order to cease their businesses is given.As of 14 August 2018, these seven existing businesses seeking operating licenses, in line
Line "SET" : Unlicensed securities and derivatives business (Disclosure Date : 20/10/2025)
Line "OHKAJHU" : Unlicensed securities and derivatives business (Disclosure Date : 22/07/2025)
Line "Natthaphong" : Unlicensed securities and derivatives business (Disclosure Date : 29/08/2025)