Yield App : Unlicensed digital asset business (Disclosure Date : 18/08/2024)
Bangkok, March 11, 2014 - The SEC barred {A} from performing any management position in securities company and suspended his securities investment analyst approval status. In addition, the SEC suspended three other securities investment consultants, namely (1) {B}, (2) {C}, and (3) {D}. The sanctions took effect from March 11, 2014. The SEC found in the course of its routine inspection of Country Group Securities Plc. that {A}, a securities investment analyst and Songkla branch manager and three...
Facebook page Yield&ANZ : Unlicensed securities and derivatives business (Disclosure Date : 10/06/2022)
Facebook page Yield&Z : Unlicensed securities and derivatives business (Disclosure Date : 10/06/2022)
Facebook Page Yield Divdend : Unlicensed securities and derivatives business (Disclosure Date : 24/08/2022)
Facebook Page Divdend&Yield : Unlicensed securities and derivatives business (Disclosure Date : 24/08/2022)