Bangkok, March 11, 2014 - The SEC barred {A} from performing any management position in securities company and suspended his securities investment analyst approval status. In addition, the SEC suspended three other securities investment consultants, namely (1) {B}, (2) {C}, and (3) {D}. The sanctions took effect from March 11, 2014. The SEC found in the course of its routine inspection of Country Group Securities Plc. that {A}, a securities investment analyst and Songkla branch manager and three...
The Securities and Exchange Commission (SEC), in collaboration with UN Women and the Thai Listed Companies Association (TLCA), organized a workshop on "WEPs Principles to Actions." The opening
annual workshop titled, "Cyber Resilience Leadership: Mission for Embracing the Future of AI & Cybersecurity," to enhance cybersecurity knowledge among executives in the financial industry. This event
case also involves seeking unlawful gains and consenting to the omission of the B/E transaction records, which caused inaccurate preparation of KC accounting records. The aforesaid four executives are
นวัตกรรมผ่าน regulatory sandbox ในการประชุม Joint Regional Consultative Group for Asia (RCGA) and IOSCO APRC High-level Workshop ที่จัดต่อเนื่องกันด้วย นอกจากนี้การประชุมยังเปิดให้มีการอภิปรายร่วมกันระหว่าง
Thailand (UNGCNT), organized a workshop titled “SDG-Smart Impact Measurement and Management (IMM), Class 4.” The workshop focused on training participants to use the UNDP’s automation platform, which
High-level Workshop, which followed the APRC meeting. These events featured discussions among regulatory organizations, prudential regulators, central bank officials, and industry participants. The
+" Campaign and a Personal Finance 101 workshop for people aged 50 and above. The workshop aimed to help participants practice managing their portfolios based on their risk levels, share experiences of
workshop to exchange information on cyber scams as well as identification and examination of crypto nominee accounts for representatives from public and private sectors. On this occasion, Ms. Jomkwan