Bangkok, March 11, 2014 - The SEC barred {A} from performing any management position in securities company and suspended his securities investment analyst approval status. In addition, the SEC suspended three other securities investment consultants, namely (1) {B}, (2) {C}, and (3) {D}. The sanctions took effect from March 11, 2014. The SEC found in the course of its routine inspection of Country Group Securities Plc. that {A}, a securities investment analyst and Songkla branch manager and three...

XSPRING ASSET MANAGEMENT COMPANY LIMITED|Feeder Fund ,Super Savings Fund : SSF | Offering Date : 05/07/2021 - 09/07/2021

DAOL INVESTMENT MANAGEMENT COMPANY LIMITED|Feeder Fund | Offering Date : 26/10/2020 - 03/11/2020

case also involves seeking unlawful gains and consenting to the omission of the B/E transaction records, which caused inaccurate preparation of KC accounting records. The aforesaid four executives are

Mr. Anek Yooyuen, together with SEC executives, joined the video tape recording to commemorate the auspicious occasion of HM King Maha Vajiralongkorn Phra Vajiraklaochaoyuhua's Birthday Anniversary

. Thawatchai Pittayasophon and Mr. Anek Yooyuen, together with SEC executives, participated in the video tape recording of well-wishing messages to celebrate the auspicious occasion of Her Majesty Queen Sirikit

, together with SEC executives, participated in a video tape recording of well-wishing messages to celebrate the auspicious occasion of Her Majesty Queen Suthida Bajrasudhabimalalakshana’s Birthday Anniversary

The SEC organized a video clip public contest themed, “Spot the Scammers, Be Cautious Before Investing”,” during 1 – 29 February 2024. The entries were video productions in relation to fraudulent

with SEC executives, joined the video tape recording to commemorate the auspicious occasion of Her Majesty Queen Sirikit the Queen Mother’s Birthday Anniversary on 12 August 2023. The recording took