Bangkok, March 11, 2014 - The SEC barred {A} from performing any management position in securities company and suspended his securities investment analyst approval status. In addition, the SEC suspended three other securities investment consultants, namely (1) {B}, (2) {C}, and (3) {D}. The sanctions took effect from March 11, 2014. The SEC found in the course of its routine inspection of Country Group Securities Plc. that {A}, a securities investment analyst and Songkla branch manager and three...
case also involves seeking unlawful gains and consenting to the omission of the B/E transaction records, which caused inaccurate preparation of KC accounting records. The aforesaid four executives are
The SET, the Securities and Exchange Commission, Thailand (SEC), the Australian Embassy, and UN Women hosted the event, Ring the Bell for ALL Women and Girls: Rights. Equality. Empowerment.In attendance were listed companies, government regulators, signatories of the business-centred Women’s Empowerment Principles established by UN Women and UN Global Compact, and representatives from private sector.It was Thailand’s 11th annual Ring the Bell for Gender Equality event -- part of a global...
List of Approved persons / Licensees Please wait... List of Approved persons / Licensees Name - Surname Mr. CHATPONG WATANAJIRAJ Approval Type of approval Effective date Expiry date No records to
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