E-Reporting
Bangkok, July 21, 2015 ? The SEC has driven forward the plan to develop financial reporting ecosystem to promote financial statement quality and increase the number of auditors to support the growth
Bangkok, March 11, 2014 - The SEC barred {A} from performing any management position in securities company and suspended his securities investment analyst approval status. In addition, the SEC suspended three other securities investment consultants, namely (1) {B}, (2) {C}, and (3) {D}. The sanctions took effect from March 11, 2014. The SEC found in the course of its routine inspection of Country Group Securities Plc. that {A}, a securities investment analyst and Songkla branch manager and three...
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has issued the amended regulations with the key points as follows: (1) Revising the reporting scope for business operators to require submission of data or documents on a necessary basis and
by the earthquake in Bangkok on 28 March 2025, the Securities and Exchange Commission (SEC) acknowledges and understands the impact of this incident and therefore grants an extension of reporting
Bangkok, 11 October 2016 ? The SEC is seeking public comments on the proposed revision to the rules concerning intermediary reporting to support sufficient disclosure of information for the
Bangkok, October 2, 2015 The SEC has rolled out an initiative to enhance sustainability of the financial reporting ecosystem, which is paramount to the integrity and soundness of the Thai capital
Bangkok, March 31, 2016 ? The SEC is seeking public comments on a draft amendment to the rules governing financial reporting of securities companies and derivatives business operators.? The amendment