Bangkok, April 9, 2015 ?The SEC put into effect the primary listing regulations to allow foreign companies to launch public offerings of shares in Thailand.Vorapol Socatiyanurak, SEC Secretary
listing, foreign ETFs must have non-complicated features and investment policies tracking commonly accepted securities indices or price indices such as those whose underlyings are a basket of securities
Bangkok, March 11, 2014 - The SEC barred {A} from performing any management position in securities company and suspended his securities investment analyst approval status. In addition, the SEC suspended three other securities investment consultants, namely (1) {B}, (2) {C}, and (3) {D}. The sanctions took effect from March 11, 2014. The SEC found in the course of its routine inspection of Country Group Securities Plc. that {A}, a securities investment analyst and Songkla branch manager and three...
Bangkok, August 8, 2014 ? The SEC is seeking public comment on revision of secondary listing regulations to be in consistence with dual offering regulations under which foreign companies launch
ก.ล.ต. มีแนวคิดที่จะแก้ไขหลักเกณฑ์รองรับบริษัทต่างประเทศที่จดทะเบียนในตลาดหลักทรัพย์ต่างประเทศอยู่แล้ว และจะมาเสนอขายหลักทรัพย์ในไทยโดยจดทะเบียนในตลาดหลักทรัพย์แห่งประเทศไทยด้วย (secondary listing
has studied and conducted a regulatory mapping between Thailand and Luxembourg to support Thai companies that are ready for listing overseas. The study shows that Thai debt securities issuers can
ประเทศ (foreign listing) ลดเหลือ 1 ปี เทียบเท่ากับหลักเกณฑ์สำหรับบริษัทไทย ซึ่งการปรับปรุงเกณฑ์ดังกล่าวจะช่วยลดภาระต่อการระดมทุนของบริษัทต่างประเทศที่ต้องการมาระดมทุนในประเทศไทย โดยที่ยังมีกลไกคุ้มครอง
Bangkok, July 21, 2014 ? The SEC will allow foreign companies? initial public offerings (IPOs) in Thailand (primary listing) and dual offering of equities in Thailand and other countries
case also involves seeking unlawful gains and consenting to the omission of the B/E transaction records, which caused inaccurate preparation of KC accounting records. The aforesaid four executives are