Bangkok, March 11, 2014 - The SEC barred {A} from performing any management position in securities company and suspended his securities investment analyst approval status. In addition, the SEC suspended three other securities investment consultants, namely (1) {B}, (2) {C}, and (3) {D}. The sanctions took effect from March 11, 2014. The SEC found in the course of its routine inspection of Country Group Securities Plc. that {A}, a securities investment analyst and Songkla branch manager and three...
Bangkok, April 2, 2015 ?The SEC and the Department of Business Development (DBD) of Ministry of Commerce have jointly promoted ?crowdfunding? as an alternative fundraising channel for small and medium-sized businesses (SMEs) and startups. Crowdfunding will help widen access of those businesses to lower cost sources of finance, which will support their business strengths for the age of AEC and international connectivity. Vorapol Socatiyanurak, SEC Secretary-General said, ?In Thailand, SMEs accoun...
Facebook page "Amazon C0ffee Daily Funding" : Unlicensed securities and derivatives business (Disclosure Date : 23/07/2025)
case also involves seeking unlawful gains and consenting to the omission of the B/E transaction records, which caused inaccurate preparation of KC accounting records. The aforesaid four executives are
ภาคผนวกแนบท้าย แนวปฏิบัติแนวทางการโฆษณา Funding Portal ภาคผนวกแนบท้าย ประกาศแนวปฏิบัติ ที่ นป. 1/2567 เรื่อง แนวปฏิบัติเกี่ยวกับการโฆษณาสำหรับผู้ให้บริการระบบคราวด์ฟันดิง และบริษัทที่เสนอขายหลัก
procedures to support funding of startups. Direct investment in startups or indirect investment through VC and PE Trust is eligible for the tax benefit. The SEC regulations have been published in the
Facebook page "คาเฟ่เอเมซอน Amazon Trading Funding" : Unlicensed securities and derivatives business (Disclosure Date : 22/07/2025)
The SEC is proposing to amend the regulations regarding funding portals to implement a more suitable and effective system for screening or evaluating the credibility and risk level of crowdfunding