trading orders made in the trading room, a violation of Clauses 20(3) of the Notification of the Capital Market Supervisory Board No. TorLorThor. 3/2555 Re: Approval for Personnel of Business Operator to
case also involves seeking unlawful gains and consenting to the omission of the B/E transaction records, which caused inaccurate preparation of KC accounting records. The aforesaid four executives are
SEC Assistant Secretary-General Kumpol Sontanarat said that SEC has recently provided additional service for the capital market. The open data database contain 10-year historical records of fund
, they were posted on misconduct records and will be refused approval for capital market personnel status for 10 years in case of {A} and 5 years in case of {B}, as from June 18, 2011.
Microsoft Word - ELCID_Telemax Capital Increase No. FER 600195 March 23, 2018 Subject : Notification of the capital increase and investment plan of its subsidiary Attention : President, The
Mountain Capital Fund : Unlicensed digital asset business (Disclosure Date : 09/01/2024)
The Securities and Exchange Commission (SEC) organized the annual SEC Capital Market Symposium 2024 to foster research, innovation and academic collaboration in the Thai capital market. The event
The Securities and Exchange Commission (SEC) organized the SEC Capital Market Symposium 2023, an annual seminar to foster collaboration in research and dissemination of academic papers on capital