case also involves seeking unlawful gains and consenting to the omission of the B/E transaction records, which caused inaccurate preparation of KC accounting records. The aforesaid four executives are
Bangkok, March 11, 2014 - The SEC barred {A} from performing any management position in securities company and suspended his securities investment analyst approval status. In addition, the SEC suspended three other securities investment consultants, namely (1) {B}, (2) {C}, and (3) {D}. The sanctions took effect from March 11, 2014. The SEC found in the course of its routine inspection of Country Group Securities Plc. that {A}, a securities investment analyst and Songkla branch manager and three...
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MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED|Feeder Fund ,Super Savings Fund : SSF | Offering Date : 06/02/2023 - 17/02/2023
(Microsoft Word - Ex Sum for hearing _MM_ \242\326\351\271\340\307\273 _2_) เอกสารรับฟังความคิดเห็น เรือง การแก้ไขเพิมเติมพระราชบัญญัตหิลักทรัพย์และตลาดหลกัทรัพย์ พ.ศ. 2535 ในส่วนทีเกียวกบัการก
Facebook page "Lightup Total Solution" impersonates "Light Up Total Solution Plc." : Unlicensed securities and derivatives business (Disclosure Date : 25/12/2024)
TOTAL ACCESS COMMUNICATION PUBLIC COMPANY LIMITED | Q2/2011