In May 2024, the SEC conducted a public hearing on the proposed amendments to the regulations governing the management and storage of data related to digital asset business operations with the objectives of ensuring accurate and adequate information for effective and timely monitoring and supervision of operational risk of DA operators, and enhancing trust and confidence of stakeholders. Most respondents agreed with the principles and the proposed amendments to such regulations. The SEC has ther...
Commission No. Sor Thor. 36/2561 Re: Management and Record Keeping of Data related to Undertaking of Digital Asset Businesses, dated 11 July 2018: https://publish.sec.or.th/nrs/8799s.pdf.
ชื่อผู้ได้มา/จำหน่าย :?NUCLEAR DAMAGE LIABILITY FACILITATION FUND | ประเภทหลักทรัพย์ : หุ้น | วันที่มีหน้าที่ : 31/07/2555
scripless debt securities as collateral of signatories, such as utility service users or project contractors. The scripless form is a highly-safety method, preventing counterfeit and helps lower the record
other individuals through clients? accounts and non-compliance with conducts of securities company in relation to record keeping of investment advice and trading orders in violation of Clause 14(2) and 14
personnel, the intermediary shall govern its personnel to comply with such standards. Clause 10 An intermediary shall not make a contract with a client in a manner of release or limit its liability for damage
responsible for the safe keeping of the trust’s assets and supervising the trust manager and other delegates (if any) to act in accordance with any such agreements and the laws; If the investment will be made
trading orders through email, investor contact should confirm such orders by taping phone conversation to ensure that the client has actually ordered to trade securities for record keeping."
liability arises from his failure to issue orders or perform the duties required to ensure compliance with the specified regulations, resulting in IHL’s delayed submission of the report. SEC Act S.300 in