peruse the tender offer information cautiously and keep abreast of the offer price adjustment and the required extensions. Regarding the non-compliance with the tender offer rules, the SEC will consider to
In May 2024, the SEC conducted a public hearing on the proposed amendments to the regulations governing the management and storage of data related to digital asset business operations with the objectives of ensuring accurate and adequate information for effective and timely monitoring and supervision of operational risk of DA operators, and enhancing trust and confidence of stakeholders. Most respondents agreed with the principles and the proposed amendments to such regulations. The SEC has ther...
Bangkok, May 19, 2015 ? The SEC suspended {A}, a capital market investment consultant of Apple Wealth Securities PCL, for failure to keep complete record of the securities trading orders. The SEC
Commission No. Sor Thor. 36/2561 Re: Management and Record Keeping of Data related to Undertaking of Digital Asset Businesses, dated 11 July 2018: https://publish.sec.or.th/nrs/8799s.pdf.
former consultant of Bualuang Securities PLC., for failure to completely record client's securities trading orders. Following a report from Bualuang Securities PLC., the SEC further probed into the case
Audit Firm’s record - Normal
Applicant’s personal record and audit firm’s record – fast track
Disclosure Business News ( 19 record(s) found) Date Time Heading Link 28/03/2022 18:05 Acquisition of Ordinary Shares in Majestic Park Company Limited 16/12/2021 07:58 Disposal of Ordinary Shares in Vienna
Social Security Scheme caused by the deviation of the past-record AdjRW advised by the Social Security Office resulting in the medical-service- fee adjustment of Baht 14.92, and 18.81 million for diagnosis
last year, comes partly from the decrease in electricity generating to the EGAT’s system of hydro-power project. Moreover, there is an adjustment of accounting record in the previous year which, then