In May 2024, the SEC conducted a public hearing on the proposed amendments to the regulations governing the management and storage of data related to digital asset business operations with the objectives of ensuring accurate and adequate information for effective and timely monitoring and supervision of operational risk of DA operators, and enhancing trust and confidence of stakeholders. Most respondents agreed with the principles and the proposed amendments to such regulations. The SEC has ther...
Bangkok, May 19, 2015 ? The SEC suspended {A}, a capital market investment consultant of Apple Wealth Securities PCL, for failure to keep complete record of the securities trading orders. The SEC
Commission No. Sor Thor. 36/2561 Re: Management and Record Keeping of Data related to Undertaking of Digital Asset Businesses, dated 11 July 2018: https://publish.sec.or.th/nrs/8799s.pdf.
former consultant of Bualuang Securities PLC., for failure to completely record client's securities trading orders. Following a report from Bualuang Securities PLC., the SEC further probed into the case
Bangkok, July 8, 2014 ? The SEC will issue regulations on offering of municipal bonds issued by public sector organizations. The regulations will be based on the similar principle as those governing
On 20 November 2023, JKN submitted information through the SET Electronic Information System regarding an issue where certain board members did not receive the invitation to the Board of Directors
Bangkok, February25, 2015 ? The SEC jointly with the Thai Bond Market Association (ThaiBMA) launched ?One Step Beyond with Bond Issue? project to enhance competitiveness of the businesses never once
Facebook page ชื่อ Matter of investment : Unlicensed securities and derivatives business (Disclosure Date : 08/08/2023)
Bangkok, September 28, 2015 ? The SEC approved the Mizuho Bank, Ltd. offering of THB 3 billion baht-denominated bond, the first issue under the ASEAN +3 Multi-Currency Bond Issuance Framework (AMBIF