revocation of her license as a life insurance broker and agent on account of performing duties dishonestly when she failed to forward premium money of 1 million baht she had received from a client to the

the SEA, i.e., imprisonment for up to two years or a fine not exceeding twice the amount of the benefits received or should have been received but not less than the minimum amount of 500,000 baht, or

According to AIA’s inspection report and SEC’s further investigation, it was found that Sorrapon received the unit-linked life insurance premium from the client but did not forward the premium

) Board of Directors 1. Mr. Apichai Taechaubol 2. Mr. Anukul Ubonnuch 3. Mr. Krittawat Taechaubol Source of Investment fund From the working-capital of the Company Connected transaction characteristic This

while in fact the person had received investment advice from another Kasikornthai employee who was not an approved investment consultant. {B}, the manager of the branch where the client received

(certain parts) and Hilton Pattaya to CPNREIT has a net asset price of Baht 11,908,000,000 (details are shown in enclosure). Based on the value of the consideration given or received basis according to the

which the transaction is entered. As the lease of assets to CPNREIT fall within the meaning of the disposition of assets based on the value of the consideration given or received basis, the highest amount

acquire the asset by using its available fund and financing from local finance institution. 7. General characteristic of the transaction. The transaction is acquisition of asset of listed companies, the

institution. 7. General characteristic of the transaction. The transaction is acquisition of asset of listed companies, the size of the transaction is 5.10 % of total value of the consideration given or

than what the customer could tolerate.In the case of {B}, who was a securities investment consultant at Thanachart Bank Public Company Limited (TBANK) at the time of misconduct, the SEC received a