The SEC has received excellent results in the CRMS Assessment for the year 2023 from the PACC* in the areas of approval related operation, which demonstrated the SEC’s commitment to driving and

On behalf of the Securities and Exchange Commission (SEC), Ms. Jomkwan Kongsakul (right), Deputy Secretary-General, accepted the Digital Government Award for the third consecutive year. The award

customer since 2008. On April 24, 2011, {A} sent a letter that she accepted the trading decisions without the client's instructions. In addition, she had been authorized by her client to make securities

to the benefits received or that should have been received, reimbursements of the investigative expenses incurred by the SEC, and a bar from trading securities or derivatives and from serving as

amount equal to the benefit received or is entitled to be received, a reimbursement of investigative expenses incurred by the SEC, and a bar from serving as directors or executives in securities issuing

the Industrial Estate Authority of Thailand (IEAT) on its 52nd anniversary. On this occasion, the SEC also donated to the Ramathibodi Foundation to support patients in need. The donation was received by

the New Ramathibodi Hospital Building and Yothi Medical Innovation District" on behalf of the SEC executives and staff in celebration of the SEC’s 32nd anniversary. The donation was received by Assoc

the benefits that he received or would have received from the commission of the offense, which is the highest penalty rate prescribed by law, at the amount of 21,284,548.48 baht, and a compensation

, for three months starting from September 1, 2011, and also reprimanded another two investor contacts, (1) {C} and (2) {D} for interfering with client's assets. In case of {A}, the SEC received a report

on the three offenders as follows: a civil penalty, compensation in an amount equal to the benefits received or would have been received, reimbursement of the SEC's investigative expenses, and barred