PRINCIPAL ASSET MANAGEMENT COMPANY LIMITED|Feeder Fund | Offering Date : 19/02/2018 - 27/02/2018

Management Name : Rear Admiral CHANO PHENJATI | Type of securities : Common share | Methods of Acquisition / Disposition : Sell | Transaction Date : 17/03/2016

Management Name : Rear Admiral CHANO PHENJATI | Type of securities : Common share | Methods of Acquisition / Disposition : Sell | Transaction Date : 18/03/2016

acts as the oversight body, is overseen by an independent body. Such an auditor oversight body must operate in the public interest, and have an appropriate membership, an adequate charter of

overseen by experts, all aimed at creating an illusion of trustworthiness. In addition, the SEC continues to prevent investment scams in various manners, as follows:           (1) Posting on the

. Rear Admiral Chano Phenjati 1,803,176 1.28 1,803,176 0.57 9. Mr. Supoj Lapanantarat 1,666,300 1.18 1,666,300 0.52 10. Mr. Panaj Rungnoppakhunsri 1,603,900 1.14 1,603,900 0.50 11. Austin Asset Limited** 0

has placed an emphasis on comprehensive risk management such as credit risk, market risk, liquidity risk, operational risk, cyber risk and strategic risk which are also covered and properly managed

trust)—may be managed by entities other than asset management companies (CIS operators). These entities are, however, supervised by foreign securities regulators that are ordinary members of IOSCO

operating crowdfunding portals. The supervised areas include measures and implementation against conflicts of interest, member data storage, disclosure of issuer information, issuer compliance monitoring

frauds and scams as well as money laundering schemes. The list of business operators not supervised by the SEC can be checked at the “investor alert” link https://market.sec.or.th/public/idisc/th