In May 2024, the SEC conducted a public hearing on the proposed amendments to the regulations governing the management and storage of data related to digital asset business operations with the objectives of ensuring accurate and adequate information for effective and timely monitoring and supervision of operational risk of DA operators, and enhancing trust and confidence of stakeholders. Most respondents agreed with the principles and the proposed amendments to such regulations. The SEC has ther...
Bangkok, May 19, 2015 ? The SEC suspended {A}, a capital market investment consultant of Apple Wealth Securities PCL, for failure to keep complete record of the securities trading orders. The SEC
Commission No. Sor Thor. 36/2561 Re: Management and Record Keeping of Data related to Undertaking of Digital Asset Businesses, dated 11 July 2018: https://publish.sec.or.th/nrs/8799s.pdf.
former consultant of Bualuang Securities PLC., for failure to completely record client's securities trading orders. Following a report from Bualuang Securities PLC., the SEC further probed into the case
Audit Firm’s record - Normal
Applicant’s personal record and audit firm’s record – fast track
recorded the allowance for diminution in value of inventories to net realizable value of Baht 68.3 million since the customer of the exclusive mobile phone project is not compliance with a memorandum, didn’t
(if any) 7. To set the record date to determine the shareholders’ entitlement to participate in the EGM No.2/2017 to be on 13 October, 2017. Please be informed accordingly Yours sincerely, (Associate
payment from unappropriated retained earnings of THB 0.0313 per share to shareholders whose name appear on the record date on 8 May 2018. The payment date is on 25 May 2018. Management outlook and future
period of 2018. Anyhow, these was 95.46% of the Revenue from Sales which higher than previous year of 94.45%. Due to reserving the allowance of Net Realizable Value was Baht 18.96 million. 3. Selling