During March – April 2025, the SEC conducted a public hearing on draft regulations concerning requirements for business operators unable to maintain net capital, client asset safeguarding, and the
The spread of COVID-19 pandemic since March 2020 has resulted in severe volatility in debt and equity markets around the world, and consequently stimulated investment outflows from mutual funds and affected the stability of the global financial system. Due to this circumstance, international regulators have decided to issue liquidity measures.Realizing the importance of liquidity risk management process of mutual funds, the SEC encourages asset management companies to strengthen the effic...
and the setting of financial goals according to the SMART principles (Specific, Measurable, Achievable, Realistic, and Time-bound). The event took place on 19 June 2024, at Chiang Mai University.
Detailed Rules on Maintenance of Capital of Investment Advisors and Derivatives Advisors and Provisions in Case of Failure to Maintain Capital
ตั้งเป้าหมาย SMART (Specific, Measurable, Achievable, Realistic และ Time-bound) และหลัก 3 รู้ "รู้เรา รู้เขา รู้ระวัง” โดยมีนายเศรษฐพงษ์ ลีเลิศพงษ์ และนางสาวศุภลักษณ์ เอกกิตติวงษ์ เจ้าหน้าที่บริหารอาวุโส
, and to raise awareness of investment scams. The lectures focused on SMART principles (Specific, Measurable, Achievable, Realistic and Time-Bound), the “Three Knows” (Know Oneself, Know Others, and Know
, bonds, and digital assets), the SEC’s regulations, and awareness of investment scams. This session focused on SMART principles (Specific, Measurable, Achievable, Realistic, and Time-Bound), the “Three
(Specific, Measurable, Achievable, Realistic, and Time-Bound), the “Three Knows” (Know Oneself, Know Others, and Know Own Risks), and financial planning. These lectures were given during 7 – 9 August 2024 in
, and to raise awareness of investment scams. These lectures focused on SMART principles (Specific, Measurable, Achievable, Realistic, and Time-Bound), the “Three Knows” (Know Oneself, Know Others, and
University. This activity was part of the SEC series of public lectures on financial planning and investment, implementing the SMART principle (Specific, Measurable, Achievable, Realistic, and Time-bound