Facebook page "Complete Coffee Business Amz." : Unlicensed securities and derivatives business (Disclosure Date : 17/11/2025)
Bangkok, 31 January 2019 - The SEC has suspended approval for {A} as a securities investment consultant for one month on the ground of giving information or investment advice incompletely or incorrectly, and failing to disclose material information to support an investor's decision making.Following a client complaint, the SEC made further investigation and found that in May 2016 {A}, then working for RHB Securities (Thailand) Public Company Limited, advised the client to buy shares of a company,...
Bangkok, May 19, 2015 ? The SEC suspended {A}, a capital market investment consultant of Apple Wealth Securities PCL, for failure to keep complete record of the securities trading orders. The SEC
Bangkok, January 7, 2015 - The SEC suspended {A}, a capital market investment consultant of Kasikorn Securities PLC., for failure to keep complete record of the derivatives trading orders.From a
Facebook อ้างชื่อ Complete Coffee Business Amz. - ยังไม่ได้รับใบอนุญาตธุรกิจหลักทรัพย์/สัญญาซื้อขายล่วงหน้า (วันที่เปิดเผยข้อมูล : 17/11/2568)
and the setting of financial goals according to the SMART principles (Specific, Measurable, Achievable, Realistic, and Time-bound). The event took place on 19 June 2024, at Chiang Mai University.
ตั้งเป้าหมาย SMART (Specific, Measurable, Achievable, Realistic และ Time-bound) และหลัก 3 รู้ "รู้เรา รู้เขา รู้ระวัง” โดยมีนายเศรษฐพงษ์ ลีเลิศพงษ์ และนางสาวศุภลักษณ์ เอกกิตติวงษ์ เจ้าหน้าที่บริหารอาวุโส
, and to raise awareness of investment scams. The lectures focused on SMART principles (Specific, Measurable, Achievable, Realistic and Time-Bound), the “Three Knows” (Know Oneself, Know Others, and Know
, bonds, and digital assets), the SEC’s regulations, and awareness of investment scams. This session focused on SMART principles (Specific, Measurable, Achievable, Realistic, and Time-Bound), the “Three
(Specific, Measurable, Achievable, Realistic, and Time-Bound), the “Three Knows” (Know Oneself, Know Others, and Know Own Risks), and financial planning. These lectures were given during 7 – 9 August 2024 in