As information-consuming behavior has shifted as a result of technology, presenting information via crowdsourcing has been widely spreading. Therefore, SEC has had an idea to waive the supervision on investment advisor via crowdsourcing which are required to be granted SEC licenses. Investment advice must be made to general, not specific, investors and must be independent advice without benefits related to any financial product sellers. Such advice must be made online via website or elect...
KIATNAKIN PHATRA ASSET MANAGEMENT COMPANY LIMITED|Specific Fund | Offering Date : 01/01/2012 - 26/06/2012
Millennium Golden Link (Thailand) Website: www.mglthai.com : Unlicensed securities and derivatives business (Disclosure Date : 27/12/2016)
Website "https://chain-link-eyn.com/index.html" : Unlicensed securities and derivatives business (Disclosure Date : 09/09/2025)
TISCO ASSET MANAGEMENT COMPANY LIMITED|Specific Fund
TISCO ASSET MANAGEMENT COMPANY LIMITED|Specific Fund | Offering Date : 29/08/2011 - 05/09/2011
TISCO ASSET MANAGEMENT COMPANY LIMITED|Foreign Investment Fund : FIF,Specific Fund | Offering Date : 06/05/2008 - 13/05/2008
แนวทางในการกำกับดูแลการเสนอขายกรมธรรม์ Unit Link PAGE 2 หลักการ การกำกับดูแลการเสนอขายกรมธรรม์ Unit Link ในระยะที่ผ่านมามีบริษัทประกันชีวิตหลายแห่งประสงค์ที่จะออกกรมธรรม์ประกันชีวิตควบการ ลงทุน (Unit
services. This is to ensure that such capital market personnel can provide appropriate advice and useful information to investors. Meanwhile, the Prof. Link platform will further facilitate license renewal