As information-consuming behavior has shifted as a result of technology, presenting information via crowdsourcing has been widely spreading. Therefore, SEC has had an idea to waive the supervision on investment advisor via crowdsourcing which are required to be granted SEC licenses. Investment advice must be made to general, not specific, investors and must be independent advice without benefits related to any financial product sellers. Such advice must be made online via website or elect...

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: Unlicensed securities and derivatives business (Disclosure Date : 17/03/2021)

: Unlicensed digital asset business (Disclosure Date : 18/01/2023)

: Unlicensed securities and derivatives business (Disclosure Date : 05/04/2021)

: Unlicensed securities and derivatives business (Disclosure Date : 20/01/2023)

: Unlicensed securities and derivatives business (Disclosure Date : 13/08/2021)

: Unlicensed securities and derivatives business (Disclosure Date : 20/05/2020)

: Unapproved public offering of digital token (Disclosure Date : 07/03/2023)