Bangkok, May 9, 2012 - The SEC urges businesses to join the ?Pride of the Province? project with a view to promoting real sector to maximize the benefits of the capital market. The SEC Board has
Club and auditors launch the project ?Pride of the Province?, aiming to promote high potential businesses nationwide to raise funds and list on the SET or the Market for Alternative Investment (mai
Facebook page "Complete Coffee Business Amz." : Unlicensed securities and derivatives business (Disclosure Date : 17/11/2025)
Bangkok, 31 January 2019 - The SEC has suspended approval for {A} as a securities investment consultant for one month on the ground of giving information or investment advice incompletely or incorrectly, and failing to disclose material information to support an investor's decision making.Following a client complaint, the SEC made further investigation and found that in May 2016 {A}, then working for RHB Securities (Thailand) Public Company Limited, advised the client to buy shares of a company,...
Bangkok, May 19, 2015 ? The SEC suspended {A}, a capital market investment consultant of Apple Wealth Securities PCL, for failure to keep complete record of the securities trading orders. The SEC
Bangkok, January 7, 2015 - The SEC suspended {A}, a capital market investment consultant of Kasikorn Securities PLC., for failure to keep complete record of the derivatives trading orders.From a
flood victims in Chiang Rai Province. The donation, totaling 341,100 baht, was contributed under the initiative titled, "the Thai Capital Market United for Flood Relief." This amount included 300,000 baht
contacts and channels for reporting investment scams, aiming to build investors’ awareness through various media. Approximately 180 community leaders in Chanthaburi Province attended the event on 3 October
, providing easy access for the public. Approximately 70 students attended the discussion at the event on 20 August 2024, at Muban Chombueng Rajabhat University, Ratchaburi Province.
Check First" application and the "Investor Alert" feature on the SEC website. Approximately 160 students attended the discussion, held on 23 August 2024, at the University of Phayao, Phayao Province.