mutual understanding that the information is shared confidentially. The Principles are high-level objectives that CRAs, regulators, rated entities, obligors, underwriters, arrangers, and other market

objectives that CRAs, regulators, rated entities, obligors, underwriters, arrangers, and other market participants should strive toward in order to improve investor protection and the fairness, efficiency and

sufficient information by concealing important information that might adverse affect the client's benefits. Following the report of UOB Kay Hian Securities (Thailand) Plc. and a client complaint, the SEC

by concealing important information that might adverse affect the client's benefits. Following the report of UOB Kay Hian Securities (Thailand) Plc. and a client complaint, the SEC probed into {A} case

Chairman Chanin Vongkusolkit and TLCA members, to discuss strategies for the development and promotion of supervision over listed companies. The discussions covered measures to prevent adverse behaviors

SEC and publicly disclose the rectified financial statement which has been audited by auditor. The order has been issued after the SEC found that auditor gave adverse opinion on the financial statement

and adverse conclusion along with 2012 financial statements due to limitation on scope of audit imposed by its management.  PRO is required to file with the SEC and publicly disclose the rectified and

rated for the issuance and offering for sale to institutional investors (II), ultra-high net worth investors (UHNW) and high net worth investors (HNW), unless the offering is in the form of private

approval fee. Meanwhile, potential issuers may have their credit rated and use the rating results as a guideline for enhancing their business practices. ?Bond is an efficient instrument for raising fund and

of agricultural commodities futures on TFEX and AFET will be concurrently in the initial stage of transition to provide trading continuity without causing adverse impact to investors;(2) For existing