Bangkok, July 3, 2012 ? SEC Secretary-General Vorapol Socatiyanurak revealed after a Q2/2012 meeting with the Association of Thai Securities Companies (ASCO) that the SEC and ASCO agreed on quality enhancement for investment analysts and research, as well as securities professionals to build investor confidence and strengthen business competitiveness. The meeting also discussed certain business obstacles to seek proper solutions.ASCO came up with a quality enhancement plan for investment analyst...
Bangkok, September 10, 2013 ? The Securities and Exchange Commission (SEC) and the Association of Investment Management Companies (AIMC) agree on introducing investment risk management guideline and due diligence checklist before investing in complex financial products to promote business standard and competitiveness. SEC Secretary-General Vorapol Socatiyanurak said that the SEC approved the AIMC?s investment risk management guideline and due diligence checklist before investing in complex finan...
who conspired to manipulate the ABC price (as detailed in SEC News No. 59/2018, dated 7 June 2018). Of this group, one offender has already signed a statement of consent and fully paid his civil penalty
: Push to the Limit, Stop the Corruption,” featured exhibitions showcasing anti-corruption efforts across various sectors, raising awareness and anti-corruption commitment performances. The ceremony took
Bangkok, 5 January 2018 ? The SEC has filed a criminal complaint against four former and current executives of K.C. Property Public Company Limited (KC) and three associates with the Department of Special Investigation (DSI) for jointly committing dishonest acts to misappropriate the money received from the sale of KC short-term bills of exchange (B/E) for their own interest or other persons?. The case also involves seeking unlawful gains and consenting to the omission of the B/E transaction rec...
relationships, direct or connected through related persons, – had colluded, with divided assignments, to send trading orders of STAR* shares in a consistent and supportive manner so as to push up the share
trading orders in a consistent and supportive manner so as to push up the share prices through splitting orders, matching orders among themselves, executing orders in a manner of obstructing trading
share price manipulation during 27 March – 28 May 2018, such as accepting the best bid offers, executing bid orders with a small volume of shares to push up the share prices, matching trading orders among
sales due to raw material used decreased by can push increased price of paper to customers. - Selling and administrative expenses of Q2/2016 was 10.97 percent of sale, decreased to 9.92 percent in Q2/2017
plans to lay out a cooperative framework with SEC to push forward the SDG implementation and the UN Guiding Principles of Business and Human Rights in Thailand.