The rules on margin lending (margin account) which have been in effect since 1997 permit SC to lend money to its customer only for the purpose of purchasing listed securities on a condition that
(Synopsis) 05/11/1997 2. Notification of the Office of the Securities and Exchange Commission SorThor 42/2540 Operations Relating to Lending of Money for Purchasing Securities and Lending of Securities to
Lending of Money for Purchasing Securities and Lending of Securities to Non-Institutional Clients for Making Short Sale (Synopsis) 04/12/1997 01/01/1998 10. Notification of the Office of the Securities
Granting the Purchasing Right to Provider of Over-Allotment Shares After Allotment of Shares in Excess of Underwriting Amount
Granting the Purchasing Right to Provider of Over-Allotment Shares After Allotment of Shares in Excess of Underwriting Amount
/2003 2. Notification of the Securities and Exchange Commission 32/2545 (Synopsis) 28/03/2002 16/04/2002 3. Notification of the Securities and Exchange Commission 47/2540 31/12/1997 31/12/1997 4
Re: Operations Relating to Lending of Money for Purchasing Securities and Lending of Securities to Non-Institutional Clients for Making Short Sale By virtue of Clause 5 of the Notification of the
Tiaosomboonkij by permitting to use her own securities trading account in purchasing TFG’s share or purchasing TFG’s share and TFG-W1 by using inside information concerning TFG’s operating results for the first