ONE ASSET MANAGEMENT LIMITED|Exchange Traded Fund : ETF | Offering Date : 21/08/2007 - 29/08/2007
investment in derivatives traded on foreign derivatives exchange without limiting investment objective, providing that the investment must be made through securities company. The revised regulations aim to
Facebook page "Exchange Traded Fund Gold" impersonates "HUA SENG HENG Co., Ltd." : Unlicensed securities and derivatives business (Disclosure Date : 23/01/2025)
Facebook อ้างชื่อ Exchange Traded Fund Gold - ยังไม่ได้รับใบอนุญาตธุรกิจหลักทรัพย์/สัญญาซื้อขายล่วงหน้า (วันที่เปิดเผยข้อมูล : 23/01/2568)
Line "OHKAJHU" and Line "Broker_Aom" : Unlicensed securities and derivatives business (Disclosure Date : 07/10/2025)
Diligence (KYC/CDD) and credit line review practices, particularly for those clients who have traded securities under cash balance rule or inappropriately transferred their securities to raise credit limits
days (within 14 August 2018) to continue their businesses until an order to cease their businesses is given.As of 14 August 2018, these seven existing businesses seeking operating licenses, in line
Line "SET" : Unlicensed securities and derivatives business (Disclosure Date : 20/10/2025)
Line "OHKAJHU" : Unlicensed securities and derivatives business (Disclosure Date : 22/07/2025)
Line "Natthaphong" : Unlicensed securities and derivatives business (Disclosure Date : 29/08/2025)