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Bangkok , June 21, 2011 - The SEC has put Weerawat Sriwattana on probation for non- compliance with standards of conduct as a financial advisor supervisor for a company filing for the SEC?s approval

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=3785

SEC punishes a financial advisor supervisor

Bangkok, May 13, 2011 ? The SEC has put Akekajak Buahapakdee, a financial advisor supervisor of Capital Nomura Securities Plc., on probation for breaching his duties as financial advisor for initial

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=4499

SEC suspends a financial advisor and a supervisor

Bangkok, March 2, 2015 The SEC suspended {X1} Company and its financial advisor supervisor, {A}, for deficiency performance in case of a company filing an application, registration statement and

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=5809

SEC imposes administrative sanctions on a financial advisor and its supervisor

Bangkok, July 4, 2016 - The SEC has suspended the approval of {X1} Securities (Thailand) Co., Ltd. as financial advisor and the approval of {A} as the company's supervisor of financial advisory

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=6381

SEC announces additional special holidays and defers the substitution holiday for Chulalongkorn Day for securities companies and derivatives business operators

Bangkok, 6 January 2021 – This is with reference to the Cabinet’s resolution on 29 December 2020, approving additional public holidays and deferring the substitution holiday for Chulalongkorn Day

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8726

SEC announces a special holiday for securities companies and derivatives business operators

Bangkok, 23 February 2024 – In reference to the Cabinet’s resolution on 13 February 2024, approving a special holiday for the year 2024, the Securities and Exchange Commission (SEC) has

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10591

SEC announces the 2025 holiday schedule for securities companies and derivatives business operators

1. Wednesday1 JanuaryNew Year’s Day 2. Wednesday12 FebruaryMakha Bucha Day3. Monday7 AprilSubstitution for Rama I Memorial Day and ChakriMemorial Day (Sunday, 6 April 2025)4. Monday14 AprilSongkran Festival5. Tuesday 15 AprilSongkran Festival6. Thursday1 MayNational Labor Day7. Monday 5 MaySubstitution for Coronation Day (Sunday, 4 May 2025)8. Monday 12 MaySubstitution for Visakha Bucha Day (Sunday, 11 May 2025)9. Tuesday3 JuneH. M. Queen Suthida Bajrasudhabimalalakshana’s Birthday10. Thursday10...

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=11077

SEC adjusts a substitution holiday for securities companies and derivatives business operators

The Securities and Exchange Commission (SEC) has considered it is appropriate to change the substitution holiday for New Year’s Day from 2 January 2024 to 29 December 2023, and to confirm that 30

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10243

SEC announces the 2024 holiday schedule for securities companies and derivatives business operators

Bangkok, 25 July 2023 – The Securities and Exchange Commission (SEC) has announced the 2024 holiday schedule for securities companies and derivatives business operators, as follows: 1. Monday 1

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10337

SEC announces 27 July 2020 an official holiday of securities companies and derivatives business operators

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8238