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Bangkok, 13 September 2016 - The SEC has imposed a two-year suspension of approval on {A}, Executive Chairman of {X1} Company Limited, for failing to supervise the Know Your Client/Client Due

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=6452

SEC sanctions investor contact and securities firm executive

dishonesty, deceit or embezzlement and wrongful use of client?s assets. Following the complaint lodged by clients of Siam City Securities Co., Ltd., and the company?s report on investigation spurred from

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=3701

Result of IPO Sale Reports - FIRM : FRASERS PROPERTY INDUSTRIAL REIT MANAGEMENT (THAILAND) COMPANY LIMITED

Type of securities : Real Estate Investment Trust (REIT) | Effective Date : 08/12/2014 | Close Selling Date : 00/00/0000

http://capital.sec.or.th/webapp/corp_fin2/cgi-bin/r81_1.php?lang=e&ref_id=74&content_id=1

SEC revokes approval for status of investor contact and securities firm?s executive

intention to illegitimately seek benefits from client?s assets. Following the complaint filed by the clients of Siam City Securities Co., Ltd., and the company?s auditing report where numerous clients had

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=3700

SEC amends regulations related to requirement of minimum number of auditors in the capital market in an audit firm to enhance the overall strength of audit firms in the capital market

high-quality audit services to listed companies in compliance with professional standards. Following a public hearing on the proposed principles and draft regulations, most respondents agreed with the

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10863

SEC encourages audit firms in the capital market to disclose firm inspection reports on SEC website

, increasingly emphasize the importance of audit quality factor in the selection of auditors. Qualitative information in the firm inspection report is thus very useful for the selection process. In addition, the

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=9346

SEC reveals progress on study on audit firm-auditor supervision laws in foreign country to hasten Thai oversight system

In November 2019, SEC engaged the Thailand Development Research Institute (TDRI) to conduct a study on laws pertaining to the supervision of audit firms and auditors in foreign capital markets for supporting amendment of the Securities and Exchange Act B.E. 2535 (Securities and Exchange Act) to allow more effective and efficient supervision of audit firms and auditors in Thai capital market.SEC Secretary-General Ruenvadee Suwanmongkol said: “This is the first time SEC contracts an independ...

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8525

รายงานผลการขาย IPO - FIRM : บริษัท เฟรเซอร์ส พร็อพเพอร์ตี้ อินดัสเทรียล รีท แมนเนจเม้นท์ (ประเทศไทย) จำกัด

ประเภทหลักทรัพย์ : ทรัสต์เพื่อการลงทุนในอสังหาริมทรัพย์ (REIT) | วันที่มีผลใช้บังคับ : 08/12/2557 | วันที่ปิดการขาย : 00/00/0000

http://capital.sec.or.th/webapp/corp_fin2/cgi-bin/r81_1.php?lang=t&ref_id=74&content_id=1

Company Profile - DOD BIOTECH PUBLIC COMPANY LIMITED

Company Profile - DOD BIOTECH PUBLIC COMPANY LIMITED สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ Printed on 28 August 2022 21:45 Company Profile DOD BIOTECH PUBLIC COMPANY LIMITED Please

https://market.sec.or.th/public/idisc/en/companyprofile/listed/DOD

Company Profile - MATICHON PUBLIC COMPANY LIMITED

Company Profile - MATICHON PUBLIC COMPANY LIMITED สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ Printed on 28 August 2022 21:41 Company Profile MATICHON PUBLIC COMPANY LIMITED Please enter

https://market.sec.or.th/public/idisc/en/companyprofile/listed/MATI