securities companies for a period of 12 months or 22 months each (as the case may be).  In this regard, three of the six offenders agreed to comply with the civil sanctions as imposed by the CSC, while the

During 22 March – 25 April 2024, the SEC conducted a public hearing on the proposed principles for amending the qualifications of bondholders’ representatives. Most respondents agreed with the

In February 2024, the SEC conducted a public hearing on the proposed principles concerning the licensing of securities and derivatives businesses. Most respondents agreed with the principles for

public hearing on this matter showed that the majority of respondents agreed with the proposed amendments and provided additional useful suggestions. The SEC has therefore reviewed the principles and

During January – March this year, the SEC conducted a public hearing on proposed amendments to the PVD Act to support the development of fund structure, enhance the member protection mechanism

approval for the personnel working for them. In late last year, the SEC sought stakeholders’ opinions on the principles of the proposed amendment and most agreed with the proposal. Currently, the SEC is

according to policies agreed upon with customers. This could be an alternative for investors, aside from securities investment.Previously, SEC has been notified about false incentives to lure people to

Bangkok, 25 January 2018 ? The SEC is seeking public comments on a draft amendment to the rules governing issuance and offering of derivative warrants (DW) to require additional and continuing

voting rights” and opened public hearing on the matter in late 2018. The stakeholders mostly agreed with the principle. SEC is proposing a draft notification of the Ministry of Finance which reflects

STARK CORPORATION PUBLIC PUBLIC COMPANY LIMITED | Q1/2011