compromising appropriate investor protection and convenience for business operation.The SEC therefore proposes to amend the regulations related to granting of approval to appraisal companies and lead

Agreement - SEC API Developer Portal ขอเชิญร่วมตอบแบบประเมินความพึงพอใจ ขอเชิญร่วมตอบแบบประเมินความพึงพอใจการใช้บริการชุดข้อมูลเปิด (SEC Open Data Services) เพื่อการปรับปรุงการให้บริการให้ดียิ่งขึ้น

The SEC has improved the procedure for handling complaints from investors and the general public to ensure better service quality. The new procedure includes three phases of clearer status updates to

services.On entering the agreement, Ms. Ruenvadee SUWANMONGKOL, Secretary-General of SEC Thailand, stated that: “The SEC Thailand believes that this Memorandum of Understanding will provide a remarkable basis

’ representative appointment agreement. This initiative aims to facilitate and reduce costs associated with appointing a bondholders’ representative for bond issuers according to standardized procedures

’ representative appointment agreement, which prescribes the terms and conditions governing the obligations between the bond issuer and the bondholders’ representative.The SEC and ThaiBMA have collaboratively

proposed amendment to repo / reverse repo agreement regulations whereby the eligible asset classes for securities companies to enter into such repo transactions with non-institutional investors would

Bangkok, 8 November 2017 ? The SEC is seeking public comments on the draft amendment to the Ministerial Regulation for Securities Business Licenses to provide flexibility and support new businesses in the future. The key objective is to put in place a new licensing regime whereby a more specific type of license could be issued to be in line with the applicant's business model. This aims to replace the current regime whereby each license represents a bundle of business undertakings, which proves...