SEC Search

instruments or financial derivatives, whether in long and/or short position. *** (1) Notifications of the Securities and Exchange Commission No. Kor Thor. 15/2567 Re: Capital Maintenance of Business

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=11041

SEC adds monitoring measures for fund management to protect investors’ interests

amendment of the Securities and Exchange Act which aims to raise the standard of mutual fund management in Thailand and offers investors for more protection. The amendment of the act has been passed by the

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8666

SEC launches Investment Scam Hotline to protect the public from frauds

blocked from these platforms immediately to protect the public from further harm and loss. The Investment Scam Hotline initiative is part of the SEC’s continuing efforts as a participant in the

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10247

SEC and SET co-host a seminar on class action as another tool to protect investors? interest

Bangkok, June 21, 2016 ? The SEC and the Stock Exchange of Thailand (SET), with support from the Office of the Judiciary, have recently co-organized a capital market seminar to discuss how class

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=6356

NOTIFICATION OF THE SECURITIES AND EXCHANGE COMMISSION

NOTIFICATION OF THE SECURITIES AND EXCHANGE COMMISSION (Translation) PAGE (Translation) 8 Readers should be aware that only the original Thai text has legal force and that this English translation is

https://publish.sec.or.th/nrs/3586pe.doc

NOTIFICATION OF THE SECURITIES AND EXCHANGE COMMISSION

NOTIFICATION OF THE SECURITIES AND EXCHANGE COMMISSION (Translation) Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for

https://publish.sec.or.th/nrs/3586pe_r.pdf

SEC issues warning about access restriction of Bybit, 1000X, CoinEx, OKX, and XT.COM platforms on 28 June 2025 to protect investors and prevent illegal platforms from being used as money laundering

Recently, the Securities and Exchange Commission (SEC) has conducted investigations and found that Bybit .com (https://www. bybit .com), 1000x .live (https://www. 1000x.live), CoinEx (https

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=12047

SEC public hearing on cryptocurrency trading oversight to protect investors

Cryptocurrency is a financial innovation that is exposed to high volatility. Investment in this digital asset thus requires knowledge and understanding and a risk profile that is not so sensitive to investment loss. The SEC is therefore proposing to specify the qualifications of cryptocurrency investors to ensure proper investor protection mechanism in consistent with the level of risk related to the product. In essence, the public consultation is on the proposed qualifications of cr...

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8815

Mutual Fund Prospectus - UOBP 6M4 : UOB Protect 6M4 Fund

UOB ASSET MANAGEMENT (THAILAND) COMPANY LIMITED|Capital Protected Fund | Offering Date : 29/12/2006 - 08/01/2007

http://market.sec.or.th/public/mrap/MRAPView.aspx?FTYPE=M&PID=0399&PYR=2549

Mutual Fund Prospectus - UOBP6M5 : UOB Protect 6M5 Fund

THAI ASSET MANAGEMENT COMPANY LIMITED|Capital Protected Fund | Offering Date : 14/08/2012 - 20/08/2012

http://market.sec.or.th/public/mrap/MRAPView.aspx?FTYPE=M&PID=0641&PYR=2555