List of head of Compliance Please wait... List of head of Compliance No. Company Name Commencement Date Securities Company Asset Management Company Investment Advisory Company Derivatives Brokerage
Bangkok, April 25, 2012 ? The SEC is seeking public comment on the draft regulation with a view to strengthening role of compliance unit of business operators in the capital market (securities
สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) จัดงานสัมมนา “DIGITAL ASSET COMPLIANCE MEETING” โดยนางสาวนภนวลพรรณ ภวสันต์ ผู้ช่วยเลขาธิการ สายนวัตกรรมทางการเงินและเทคโนโลยีดิจิทัล เป็น
The Securities and Exchange Commission (SEC) organized the Compliance Relations 2024 Event with asset management companies and limited brokers, dealers and underwriters (LBDU), including banks
-compliance, the Minister, upon the recommendation of the SEC, may consider revoking its licence. In this regard, the Minister, upon the recommendation of the SEC, may order the digital asset business operator
Storage Property Fund (Montri Fund), established and managed by CIMB-Principal Asset Management Company Limited.Following the complaint against Nakul Chaiyanil, a former fund manager who prepared the
BBL ASSET MANAGEMENT COMPANY LIMITED| | Offering Date : 23/12/2002 - 25/12/2002
KRUNGSRI ASSET MANAGEMENT COMPANY LIMITED|
ONE ASSET MANAGEMENT LIMITED| | Offering Date : 03/01/2005 - 10/01/2005
KRUNGSRI ASSET MANAGEMENT COMPANY LIMITED| | Offering Date : 21/11/2006 - 29/11/2006