The prevention and management of conflicts of interests in investment management businesses are one of SEC’s important strategies because the business structure in Thailand is financial conglomeration, which is hard to avoid making transaction with relevant parties such as, the sales of securities via affiliated securities companies and any instruments issued or distributed by commercial banks as parent companies.Therefore, SEC has revised such regulations and guidelines for the investment...
The prevention and management of conflicts of interests in investment management businesses is one of SEC’s important strategies because business structure in Thailand is characteristic of financial business operation, which is hard to avoid making transaction with relevant people such as, the sales of securities via affiliated securities companies and any instruments issued or on sale by commercial banks as parent companies.Therefore, SEC has revised such regulations and guidelines for...
Earlier, the SEC conducted a public hearing on proposed principles and amendments regarding the exemption of the digital asset fund manager license for SCs and AMCs managing MF and PF investments in
. Suphan Sethapanich from as acting as personnel in the capital market business and performing duties as the managing director and the chairman of the Investment Committee for a period of three years and
receiving financial assistance To Managing Director The Stock Exchange of Thailand According to the Board of Director Meeting of Pan Asia Footwear Public Company Limited (“Company” or “PAF”) No. 4/2019 which
AC 52/07-003 ACC1/19-056 11 November 2019 Subject : The Purchase of the Ordinary Shares of Duwell Intertrade Co., Ltd. To: Director and Managing Director The Stock Exchange of Thailand Qualitech
Rules on Managing Derivatives Investment by Registered Derivatives Investment Management Company
received more automated system work, thus unable to control the installation time as projected in some projects. - Other income decreased 88.05% from the same period of last year due to in 2017, the Company
higher actual cost than what was firstly projected. Selling and Administration Expenses The company recorded selling and administration expenses of 42.81 million Baht for the first quarter of 2020