Corruption (CAC). The meeting aimed to enhance cooperation in preventing corruption in the capital market and in implementing measures to prevent bribery of public officials, as well as to promote awareness
The SEC Secretary-General together with the Management Team convened a joint meeting yesterday with the Investment Banking Club led by President Mr. Somphop Keerasuntonpong to discuss cooperation in
professional duties with responsibility and care** by signing the documents knowing that no actual service was provided. SEC, therefore, orders the following administrative sanctions: (1) {D
The management of two agencies discussed on enhancing cooperation between SEC Thailand and the SECC for capital markets development and supervision. This included encouraging listed companies from
cooperation between the two authorities on matters pertaining to regulations and policies in financial services in both markets as well as emerging trends.Mr. Ian Johnston, Chief Executive of the DFSA, said
Bangkok, April 9, 2014 ? The SEC and the Securities and Exchange Commission of Cambodia (SECC) entered into a Memorandum of Understanding (MoU) to strengthen cooperation in providing assistance to
Bangkok, July 21, 2014 ? The SEC announced the results of the 3rd Mekong Capital Markets Cooperation (MCMC) meeting in Pattaya City that all 5 member countries agreed on mutual benefits of this
The Securities and Exchange Commission (SEC), represented by Ms. Archinee Pattamasukhon, Assistant Secretary-General and Head of the Complaint Center, accepted the Outstanding Cooperation Award
Service Agency (FSA Japan), other FSA Japan delegates, and Mr. Naoyuki Wada, a representative from the Embassy of Japan in Thailand, on their visit to discuss issues concerning cooperation in
financial cooperation. This meeting – following the signing of a Memorandum of Understanding (MoU) on Cooperation and Information Exchange between the SEC and FSC Korea – was held on 28 February 2024, at