In May 2024, the SEC conducted a public hearing on the proposed amendments to the regulations governing the management and storage of data related to digital asset business operations with the objectives of ensuring accurate and adequate information for effective and timely monitoring and supervision of operational risk of DA operators, and enhancing trust and confidence of stakeholders. Most respondents agreed with the principles and the proposed amendments to such regulations. The SEC has ther...

Bangkok, May 19, 2015 ? The SEC suspended {A}, a capital market investment consultant of Apple Wealth Securities PCL, for failure to keep complete record of the securities trading orders. The SEC

Commission No. Sor Thor. 36/2561 Re: Management and Record Keeping of Data related to Undertaking of Digital Asset Businesses, dated 11 July 2018: https://publish.sec.or.th/nrs/8799s.pdf. 

former consultant of Bualuang Securities PLC., for failure to completely record client's securities trading orders.  Following a report from Bualuang Securities PLC., the SEC further probed into the case

policy(2) Preparing consent forms(3) Selecting and implementing appropriate security safeguards such as access control(4) Producing and managing “Record of Processing Activities (ROP)” that will used to

Audit Firm’s record - Normal

Applicant’s personal record and audit firm’s record – fast track

tender offer period will be of 45 business days and the delisting process is expected to be completed by December 2019. GLOW Acquisition and Accounting Record Note: 1. In the second quarter of 2019, the

/ AGM Score Thai-CAC 3/ Thai CAC  3/ Certified Thailand Sustainability Investment 4/ Thailand Sustainability Investment THSI (SET) Ranking by Industry Business 4/ Business The Company has been producing

names of recorded shareholders are entitled to the right to attend the Extraordinary General Meeting of Shareholders No. 1/2019 (Record Date) To: Director and Manager The Stock Exchange of Thailand