SEC together with FETCO share a common view to enhance FETCO position to “The Capital Market Federation of Thailand” which would have legal status as a “juristic person” like other federations in
Bangkok, April 21, 2015 - The SEC suspended {A}, a securities investment consultant of RHB OSK Securities (Thailand) Plc. (RHB OSK) for taking securities trading orders from a person who is not the
. In this regard, IFA views that the entering into the purchase transaction of the three plots of land with the connected person this time comes with an inappropriate price as the total of 167.50
According to the information from the Stock Exchange of Thailand (SET) and SEC’s further investigation, it was found that from 25 July to 9 August 2017 (a total of 11 business days) Surin had been continuously trading PICO’s shares in his four securities trading accounts, that is, he submitted trading orders in a manner to drive up the share price by submitting a large number of trading orders. As a result, the price and trading volume of PICO’s shares were not in a normal market conditio...
are various unclear matters such as management structure, the board of directors’ structure, person holding Chairman of the Board of Directors position, and impact of the dispute on the lawsuit to
related person. She is a major shareholder, director, and executive of KTMS, and is the spouse of Mr. Wijit Techakasem (Mr. Wijit), who is a major shareholder, director, and executive of FVC. The
prescribed by ACMF, for example, the research report is produced by licensed person by the home regulator and has already been promulgated in the home country, the promulgation is made upon consent of the
any person as a co-advertising producer, such person must be subject to supervision to comply with the relevant rules. On sales promotions, it must not persuade or urge investors to make investment
capital. PPTC Company Limited ("PPTC") is a Small Power Producer of Cogeneration Power Plant with a approximate maximum capacity of 120 MW and approximate maximum steam production capacity of 30 tons per
MENA Catalysts), Ola Doudin, Co-Founder & CEO of BitOasis, and Michelle Ritter, Founder & CEO of Steel Perlot Management. Edie Lush, Executive Producer & Co-Host of Global GoalsCast, was the moderator