The Securities and Exchange Commission (SEC) sent the winners of the Capital Market Datathon project, namely the TTF: Teen Titans of Finance team, and The Unique team, to present their works on
Bangkok, April 30, 2015 ? Chalee Chantanayingyong, Acting SEC Secretary-General, said that the SEC urges the public to learn of investment in capital market for saving growth and secured the future financially. Everyone is invited to visit SEC booth at Money Expo Bangkok 2015 presented under the theme ?Creating a beautiful life?. At the SEC booth, visitors will experience and learn of financial knowledge in various activity zones. To begin with, investment product zone introduces the capital mar...
Bangkok, November 12, 2015 ? The SEC will continue its drive to promote financial literacy and investor education via the SEC Open Space multimedia exhibition at the SET in the City 2015.?This year we have decided to run the SEC Open Space theme to inspire investors and the general public to rethink their future, financial and otherwise, and hopefully to be able to crystalize their life goals as a starting point for mapping out a personal financial plan before taking the next steps toward inform...
The Securities and Exchange Commission (SEC), in collaboration with the Faculty of Commerce and Accountancy, Chulalongkorn University, presented digital asset research at the 26th IOSCO Seminar Training Program: “Regulation and Supervision of Crypto and Digital Asset Markets.” The seminar, organized by the International Organization of Securities Commissions (IOSCO), aimed to support key regulatory policies for capital markets and digital asset markets, as well as exchange knowledge on dev...
SEC Secretary-General Ruenvadee Suwanmongkol said: “Nowadays, digital assets are used for fundraising and trading. Also, Blockchain innovation and Distributed Ledger Technology (DLT) are applied to non-financial industries such as energy, arts, entertainment or sports whereby various assets are converted into digital tokens to enhance transaction efficiency and consumer accessibility. Regulators in various countries have expressed views and laid out guidelines for digital asset oversight t...
The seminar series will showcase a pool of knowledge and advice from certified financial planners (CFP) and experts on financial, investment and debt management. Investors and the interested public can also learn useful tips for managing financial health during Covid-19 situation as well as guidelines for self-adjustment and business planning advice for SMEs after the situation improves. The interested public can watch the free online seminars broadcast live on four Facebook pages, namely: @sec...
management of the private fund, using knowledge and competence as a professional. The securities company shall enter into a written agreement with a person or a group of persons who has authorized the
procedures as specified in the notification. In this regard, Bitazza failed to provide the management and operational data recording system by failing to present appropriate loan process and agreements to the
Section 109 Securities and Exchange Act B.E. 2535 Section 109. The Office may require any securities company to submit any report or present any document for any period or from time to time as