former consultant of Bualuang Securities PLC., for failure to completely record client's securities trading orders. Following a report from Bualuang Securities PLC., the SEC further probed into the case
BBL ASSET MANAGEMENT COMPANY LIMITED|Feeder Fund | Offering Date : 14/02/2023 - 21/02/2023
Facebook page "Coffee Premium Quality" : Unlicensed securities and derivatives business (Disclosure Date : 16/07/2025)
Facebook page "Coffee Premium Station" : Unlicensed securities and derivatives business (Disclosure Date : 25/07/2025)
Facebook page "Premium amazon certified" : Unlicensed securities and derivatives business (Disclosure Date : 29/07/2025)
Facebook page "Premium amazon Certified" : Unlicensed securities and derivatives business (Disclosure Date : 30/07/2025)
Facebook page "Coffee Station Premium" : Unlicensed securities and derivatives business (Disclosure Date : 01/12/2025)
Facebook page "Energy Premium Plus" : Unlicensed securities and derivatives business (Disclosure Date : 19/01/2026)
บริษัท หลักทรัพย์จัดการกองทุนรวมบัวหลวง จำกัด|กองทุนรวมฟีดเดอร์ | วันที่เสนอขาย : 14/02/2566 - 21/02/2566
UOB ASSET MANAGEMENT (THAILAND) COMPANY LIMITED|Foreign Investment Fund : FIF,Specific Fund | Offering Date : 27/06/2008 - 03/06/2008