หัวข้อ due diligence หน้า 1 บทนำ ในการจัดเตรียมข้อมูลของบริษัทมหาชนจำกัดเพื่อให้มีความพร้อมในการออกและเสนอขายหลักทรัพย์ต่อประชาชน ที่ปรึกษาทางการเงินจะต้องศึกษาข้อมูลของบริษัทที่ออกหลักทรัพย์หรือที่
Following an AIA report on clients’ complaints and SEC’s further investigation, it was found that Chalermwut had misappropriated the money received from two clients to pay for their annual premium
penalty already served, the impacts, damage or benefits generated, rectification or other actions benefiting or hindering SEC’s operation, and the record or other past behaviors demonstrating
other past behaviors demonstrating inappropriateness for acting as capital market business personnel. Investors are strongly advised to always verify transaction confirmation documents to make sure
credibility of capital market business personnel, and failed to perform duties responsibly with professional due care, which were deemed prohibited characteristics of personnel in capital market business*. Such
BBL ASSET MANAGEMENT COMPANY LIMITED|Feeder Fund | Offering Date : 14/02/2023 - 21/02/2023
Facebook page "Coffee Premium Quality" : Unlicensed securities and derivatives business (Disclosure Date : 16/07/2025)
Facebook page "Coffee Premium Station" : Unlicensed securities and derivatives business (Disclosure Date : 25/07/2025)
Facebook page "Premium amazon certified" : Unlicensed securities and derivatives business (Disclosure Date : 29/07/2025)