Type of securities : Common share | Effective Date : 04/11/2019 | Close Selling Date : 07/11/2019

Bangkok, March 11, 2014 - The SEC barred {A} from performing any management position in securities company and suspended his securities investment analyst approval status. In addition, the SEC suspended three other securities investment consultants, namely (1) {B}, (2) {C}, and (3) {D}. The sanctions took effect from March 11, 2014. The SEC found in the course of its routine inspection of Country Group Securities Plc. that {A}, a securities investment analyst and Songkla branch manager and three...

Integration, and Credit Enhancement” ในงานอบรม “Enable ESG Bond Issuance 2025: Practical Approaches, Challenges, and Opportunities” ซึ่งสมาคมตลาดตราสารหนี้ไทย (ThaiBMA) ร่วมกับ ก.ล.ต. และกองทุนส่งเสริมการ

and Human Rights: HRDD Practical Guides Training) ในหัวข้อ “ความก้าวหน้าของรายงานด้านธุรกิจกับสิทธิมนุษยชนของไทย” ซึ่งเป็นการดำเนินการภายใต้บันทึกข้อตกลงความร่วมมือในการก่อตั้ง “สถาบันธุรกิจและสิทธิ

case also involves seeking unlawful gains and consenting to the omission of the B/E transaction records, which caused inaccurate preparation of KC accounting records. The aforesaid four executives are

The Securities and Exchange Commission (SEC), in collaboration with the Faculty of Law, Chulalongkorn University, organized a practical workshop for listed companies on “Human Rights Due Diligence

Practical Guidelines for Business Continuity Management

Practical Guidelines on Disclosure of Information for Sustainable and Responsible Investing Funds (Attachment to Practical Guidelines No. Nor.Por. 2/2565)

List of Approved persons / Licensees Please wait... ​ List of Approved persons / Licensees Name - Surname Mr. CHATPONG WATANAJIRAJ Approval Type of approval Effective date Expiry date No records to