SEC Secretary-General Ruenvadee Suwanmongkol said that the relief measure for issuers of all types of securities applies to the annual registration statement fee (annual fee) that is due in 2020 as follows: (1) waiver of the annual fee for small-sized listed companies and issuers of any securities other than shares, for example, debentures, derivatives warrants and real estate investment trusts; (2) a 30-percent rate reduction for medium-sized and larger liste...
SEC Secretary-General Ruenvadee Suwanmongkol said: “The Covid-19 pandemic has affected Thailand and countries around the world since late 2019 and it has led to economic slowdown. Under such circumstance, many audit firms in the capital market tend to postpone nomination of persons to apply for approval as auditor in the capital market, which may cause the number of auditors in the capital market to be insufficient for the provision of audit service to listed companies and potential fundr...
servicing clients who want to reclaim their assets and will lay off all employees,SEC found out that clients’ digital assets which remained under control or in possession of BX were transferred thereafter
property" OR "electrical asset" OR "electrical possession" OR "digital asset" OR "digital possession"&wt=json&indent=true&facet=true&facet.field=key_filetype&facet.field=key_sitemap&facet.field=system_name
Sale of Securities by a Securities Company Which Does Not Have Possession of the Securities
Selling of Securities in Foreign Country by Securities Company Without Having Possession
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