Earlier, the SEC received tips from the concerned public and stakeholders that unlicensed digital asset business operators, both local and foreign, were soliciting investments and services to the public at a financial technology exhibition held at a shopping center. The SEC thus conducted an on-site investigation to collect evidence. Today, the SEC and the ECD inspected the exhibition booths at the fintech expo and found a number of business operators who may be liable to undertaking securities...
servicing clients who want to reclaim their assets and will lay off all employees,SEC found out that clients’ digital assets which remained under control or in possession of BX were transferred thereafter
Sale of Securities by a Securities Company Which Does Not Have Possession of the Securities
Selling of Securities in Foreign Country by Securities Company Without Having Possession
>> เอกสาร Adobe PDF ( 439 ) Microsoft Word ( 80 ) aspx ( 18 ) Microsoft Excel ( 6 ) Microsoft Word X ( 3 ) ดูเพิ่มเติม >> http://172.19.1.196:8983/solr/secweb/select?q=electronic possession OR "electronic
) Microsoft Word ( 80 ) aspx ( 18 ) Microsoft Excel ( 6 ) Microsoft Word X ( 3 ) More >> http://172.19.1.196:8983/solr/secweb/select?q=electronic possession OR "electronic possession" OR "electrical ownership
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