The Securities and Exchange Commission, Thailand (SEC Thailand), in partnership with CFA Institute and CFA Society Thailand, organized seminar titled “Analysts Workshop: The Impact of Sustainability Issues on Valuation and Performance” for investment analysts and “Navigating the Future of Investing in the Time of Sustainability: A Paradigm Shift in the Roles of Investment Consultants?” for investment consultants. The event aimed to enhance their understanding of the impact of ESG on corpor...
apply DLT to various processes, from issuance and offering for sale in the primary and secondary markets to post-offering processes related to corporate bonds, SME shares, mutual funds and derivatives
by conducting the process of Know Your Client (KYC) so that they can provide appropriate services. Nowadays, an electronic KYC or e-KYC has been introduced to make KYC processes faster and become
enhance knowledge and professional capacity, facilitate experience-sharing and constructive feedback, and improve legal enforcement and judicial processes in the Thai capital market. Mr. Thawatchai
. Furthermore, on 30 November 2023, the SEC will host a live session on the SEC Facebook Page on the topic, "Business Rehabilitation and Liquidation Processes and Creditor Rights in the Processes." This session
Ecosystem Concept for the Thai capital market. These objectives emphasize the capital market development under five principles: (1) Fully digital processes from end to end, (2) Encouraging competition to
securities analysts to participatein fintech development/application processes;(4) Have control and inspection system for algorithm;(5) Have data management and governance;(6) Disclose scope
manager, failed to comply with the rules, conditions, and procedures stipulated in the relevant notification. In this regard, Merkle failed to provide appropriate internal systems and processes for
Organization on Leveraging Modern Technology in Work Processes or Service Delivery Award; and (4) Outstanding Organization on e-Participation Promotion Award.The SEC is committed to
business sector. Therefore, the Regulatory Guillotine is an important scheme under SEC strategic plan (2020-2022). SEC will lessen its processes, procedures and document required for submission toward SEC