Bangkok, December 24, 2013 - The SEC will not consider an application for approval as capital market personnel in case of {A}, a former securities investment consultant of Thanachart Securities Plc
Bangkok, June 7, 2016 ? The SEC has imposed a 10-year revocation of approval on a capital market investor consultant by the name of Pornthip Deesuk for performing duties dishonestly with the
Website "https://personal-app-desktops.com/" : Unlicensed digital asset business (Disclosure Date : 05/01/2026)
making a cash payment and transferring money to a personal account of the serving investment consultant. Investors should make payments via payment channels and methods specified by the service provider
violation specified in the Notification of the Capital Market Supervisory Board.* The SEC therefore revoked the approval of Nutnicha as a branch manager and capital market investment consultant and banned
Bangkok, 27 September 2023 – SEC has ordered a revocation of an approval of an investment consultant, Mr. Phisit Taninrungroj, for 10 years for committing dishonest acts by using clients’ trading
will target the first jobbers to learn of personal finance for their lifetime of financial stability. In preparation for the approaching ageing society, the website www.jadkarnngernpen.com, was
will target the first jobbers to learn of personal finance for their lifetime of financial stability. In preparation for the approaching ageing society, the website www.moneywellplan.com, was introduced
Bangkok, 3 August 2023 – SEC has ordered a revocation of an investment consultant approval on Mr. Teerasak Tipboonsri for 10 years for failure to perform duties with loyalty, misappropriating
to transfer the money received from the mutual fund units redeemed to her own account for personal use; 2. Transferring additional deposit from the client’s account to her own account on