advised by SEC to accelerate the following, four main issues.(1) Considering appropriate legal basis that will be used to process personal data in the organization and producing a corporate’s private
clearly acknowledge the objectives of storing, using or disclosing personal data and the rights related to their own personal data. The PDPA also requires that state and private organizations put in
Website "https://personal-app-desktops.com/" : Unlicensed digital asset business (Disclosure Date : 05/01/2026)
Facebook page "Complete Coffee Business Amz." : Unlicensed securities and derivatives business (Disclosure Date : 17/11/2025)
+" Campaign and a Personal Finance 101 workshop for people aged 50 and above. The workshop aimed to help participants practice managing their portfolios based on their risk levels, share experiences of
lifestyle and provide answer to any questions about investment as though having own personal adviser. Mobile App ?start-to-invest? can be downloaded free-of-charge from App store via iPhone and iPad today
Bangkok, 31 January 2019 - The SEC has suspended approval for {A} as a securities investment consultant for one month on the ground of giving information or investment advice incompletely or incorrectly, and failing to disclose material information to support an investor's decision making.Following a client complaint, the SEC made further investigation and found that in May 2016 {A}, then working for RHB Securities (Thailand) Public Company Limited, advised the client to buy shares of a company,...
Bangkok, May 19, 2015 ? The SEC suspended {A}, a capital market investment consultant of Apple Wealth Securities PCL, for failure to keep complete record of the securities trading orders. The SEC
Bangkok, January 7, 2015 - The SEC suspended {A}, a capital market investment consultant of Kasikorn Securities PLC., for failure to keep complete record of the derivatives trading orders.From a
สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) จัดงานสัมมนา “การเตรียมความพร้อมกรรมการและผู้บริหารระดับสูงในเรื่อง Personal Data Protection” เพื่อให้หน่วยงานภายใต้การกำกับดูแล รวมถึง